Several recent highly publicized and potentially
problematic instances of negative comments
using social media illustrate the importance of a
sound, systematic approach to this critical area of professional
practice. In addition, they highlight the significant
value of improved interpersonal relationships
integrated with a practice style and philosophy, and
meaningful communication.
In an earlier issue of Orthotown, I wrote at length about
how social media has become a potential benefit to healthcare
practitioners, including dentists. These benefits include
personalized marketing, better communication and enhanced
public relations. In the same article, however, I mentioned
that with these benefits come the potential for devastatingly
negative patient/parent comments and the possibility for
a widespread, and almost viral reach. Finally, in that article,
I suggested to the reader some of the mechanisms that
might be used in the event that negative postings or comments
were made, focusing mainly on defamatory comments
posted by individuals.
Recently, in California, a situation arose that could have a
dire effect on a pediatric dental practice. Although the treatments
offered by orthodontists are not the same as those provided
by pediatric dentists, it should be apparent that the
specific treatment provided by the health-care practitioner is
far less relevant than the underlying theme of patient/parent
dissatisfaction in whether negative comments are made,
posted, e-mailed, etc.
With regard to the recent California case, various sources,
including News Channel have recounted the following, as
described by Donna Domino, features editor of Dental
Practice Management:
Chris Cook of Bakersfield, California, created the “I Hate
Dr. Edward Dove of Bakersfield” page last week, claiming that
pediatric dentist Edward Dove, DDS, extracted his five-yearold
son’s tooth on August 22 without anesthesia. Cook also
claims his son vomited, screamed and urinated on himself while
being held down by several assistants during the procedure. The
page, which attracted more than 200 members in its first 48
hours, illustrates the power of social media and its potential to
do harm as well as good.
The dispute underscores how quickly consumers can mobilize
online and the growing impact of such sites on dentists’ reputations.
It also shows how powerless dentists and other professionals
can be in responding to online complaints. “I think my reputation
will be hurt a little bit, but right now I just want to calm
down,” Dr. Dove said. “This guy is going ballistic, he’s trying to
smear me, and I’m getting bullied.”
Numerous other news sources and Web sites have reported
the scenario in a similar fashion, including some that have other
parents of patients complaining about the same type of conduct
by Dr. Dove. A few reports have favorable comments from
parents about how well their children were treated. Television
news programs have reported in two-minute segments mostly
negative parent recounts including the video of picketing in
front of the pediatric dentist’s office. In the video, parents
expressed their intention to report Dr. Dove to the
California Dental Board and about their desire to try to
have his license suspended or revoked.
As with criminal charges made against health-care providers,
such as sexual assault allegations by patients, once the publicity
starts, many other people tend to come forward with similar allegations,
founded or unfounded. This occurs for many reasons
including the possibility of civil damages and monetary gains.
Although Dr. Dove believes that the damage is and perhaps
will continue to be minimal, this is not always the case. On several
occasions, practitioners have been falsely accused of various
issues and the negative publicity storm that later occurred has
cost them hundreds of thousands of dollars of lost income, practice
value, legal fees, health issues from stress and on more than
one occasion, they have had to close their practices.
Although there are many ways to both avoid and, if necessary,
manage social media problems, based upon my legal and
consulting experience with health-care practitioners, the following
recommendations are offered for your consideration. Please
note that this is a basic approach and is not meant to be inclusive
of all possible methods. In addition, each practitioner must
be comfortable with the style of his or her practice and all procedures
and protocols and should not implement anything that
does not fit well with that style.
First, each practitioner needs to decide what his or her own
individual practice philosophy will be. It is preferable to make this
decision before seeing patients, but it is better late than never. In
the current and likely, the future world in which we live, more
and more transparency will be required. This is true at all levels of
our lives and especially true for health care. Patients/parents are
entitled to make all decisions about their care. However, they are
also entitled to all the information that is material to their care
before being asked to make those decisions.
As with the situation mentioned above, pediatric dentists as
well as orthodontists need to decide whether to allow parents
to be present during treatment. They must also understand
informed consent and its extent, both for legal reasons and for
sensible public relations. This means that if a parent is to be
allowed into the operatory for treatment, explaining to the
patient and parents what to expect. However, if parents are not
allowed into the treatment area, managing expectations becomes
even more important. So, it starts with developing realistic
expectations for the treatment methodology and the results to
be expected. Sometimes showing photographs or a brief movie
is all that is needed. However you choose to communicate with
the patient/parents, everyone needs to be on the same page.
Along with transparency, as I have written in another prior
Orthotown article, the most successful practices have leaders who
demonstrate sincere humility. Humility, in contrast to arrogance,
permits the practitioner to make wise and sensible decisions
when potential adverse issues arise, as they will in all
practices. They key factor though, is that relationships are far
more easily created and maintained when the health-care practitioner
has developed a positive relationship with the patient
and/or parents, founded on transparency with open and regular communication and humility. During stressful situations,
good relationships might be strained to some degree, but
they generally will fare much better than those of lesser quality
or those that are artificial or formal based upon position
rather than mutual respect.
Open and transparent communication permits a two-way
dialogue, which in many instances will facilitate concerns or
complaints being expressed directly to the health-care
provider. This is clearly preferable, precluding the type of
social media nightmare that can occur when either the
patient/parents are rebuffed or if the health-care provider
relationship is non-existent and social media expression is
sought in the first place.
Mea culpa. Why is it that people have such a hard time
taking responsibility for their actions? That’s a rhetorical
question. We just do. However, many malpractice cases
would either have never been filed or would have been discontinued
by the plaintiff if the health-care practitioner had
said that he or she was sorry. Some of you might say, well
isn’t that admitting that you were wrong? Not always.
Acknowledging the situation or problem, and saying you are
sorry (in a heartfelt manner) that the treatment didn’t work
out or that the injury occurred isn’t the same as stating that
you were negligent. It is demonstrating human compassion
and humility, as opposed to arrogance. You will likely get at
least one chance, and maybe more, to do so before the
proverbial stuff hits the fan. Doing so will almost assuredly
allow you to maintain the relationship or at least move on
without the repercussions discussed above. Think about it
and see what causes people to fail to do so.
In my prior article, I outlined numerous steps to take
after an event of adverse comments and social media postings.
These were offered as tactical solutions once the postings
occur. In this article, we are laying the groundwork for
avoiding such problems from occurring in the first place and
giving some insight into the potential pitfalls that might be
incurred with their use.
A recent instance of using a lawsuit for defamation
against the parents of a patient and Yelp.com regarding negative
reviews is illustrated in the following case. In another
California case, Dr. Yvonne Wong of San Francisco apparently
incurred the scorn of the parents of one of her patients.
A main issue in the case is reported to be whether the review
“stepped over the line from discussing a topic of public interest
to defamation.” According to Ms. Domino of the Webbased
Dental Practice Management:
Dr. Wong appears to have won the initial court proceeding
when the trial judge ruled that the case had sufficient
merit to be tried. However, on appeal, the higher court
found that consumers could post reviews of businesses on Web
sites such as Yelp.com because they contribute to public discussion
about controversial issues.
Further, the appellate court found that the Web site was
protected under California’s anti-SLAPP law, which preserves
the right to speak out on public issues.
The dentist had to pay various legal fees in the amount
of $80,000, reduced from $113,620 to Yelp and the parents.
Dr. Wong filed the defamation lawsuit against them
after they made comments implying that she hadn’t
informed the patient’s parents about the alternatives to
amalgam restorations and for the use of nitrous oxide, as
well as for allegedly failing to detect various carious lesions.
The defamation actions against Yelp.com and the
patient’s mother were dismissed but the suit against the
father is still pending. Dr. Wong’s attorney believes that she
will prevail at trial.
In this case, I would note that the expense and stress, not
to mention the uncertainty and loss of production and productivity
is difficult to fully appreciate or access.
The case has already been appealed and the appellate
court seems to have agreed at least to this point. Many issues
are at play in this action, however, some important takeaways
are:
- It might not matter that you are correct in your treatment,
misunderstandings can still occur.
- Careful, thorough, sincere and well-documented
informed consent and transparent procedures and
protocols can prevent these potential problems.
- Good relationships will always give you an opportunity
to cure the problem (mea culpa) before it reaches
the point of no return.
- Careful evaluation of your potential action choices,
along with the possible responses and their probabilities
and ramifications (reference to a lawsuit for
defamation), is key to making sure that you don’t
make a bad situation worse.
- In the event that a situation appears to be escalating,
in spite of a previous excellent relationship, good
informed consent, a humble attitude, etc., it might be advisable to bring in the experts, including experienced
consultants and public relations advisors.
There are many other aspects to the social media opportunity
and as with learning other new areas and with continuing
education, it never hurts to seek advice from experienced practitioners.
The minimal cost and time that you will invest is far
better than the potential disaster awaiting those who do not.
Reputation protection, preferably prior to (or contemporaneous
with) such problems, can be helpful. There are several
companies that work for health-care practitioners in guarding
reputation attacks. Some of these are: Protection.com,
Metamend.com, ReputationObserver.com and Smile Reminder.
If you believe, as some professionals do, that you can
weather the storm similar to the cases described, understand
that the likelihood or probability is low that you will do so. The
more common scenario is that the negative publicity will be
devastating! Further, defamation litigation, whether involving
slander or libel, is very unpredictable and such cases are difficult
to prove and damage recovery is not likely. Lawyers generally do
not take them on a contingency fee basis so the health-care
provider needs to fund the litigation himself, up front. These
actions can be very expensive ranging into hundreds of thousands
of dollars. Be careful. As you saw, it is possible that the
doctor might be required to pay for the legal fees of the defendant
and other assessments could be made. Some lawsuits are
“throwing good money after bad.”
One final comment involves the use of “agreements to keep
private or confidential” or “mutual agreement of confidentiality.”
As you know, the health-care provider already has the duty
of confidentiality. There are some exceptions, one of which is in
court and some court filings. Legal counsel can fully discuss this
with you. However, there is no exception permitting the discussion
of confidential patient matters with the media or via social
media, notwithstanding what the patient chooses to say and
to whom. The patient owns the privilege and, unless specifically
accepted, the health-care provider might not disclose
any patient-related information. Furthermore, even asking a
patient/parent to sign one of these agreements might likely send
red flags waving and might even cost you to lose the patient and
any referrals that they could recommend. It might even initiate
negative comments about you concerning the requested agreement
or other aspects of the practice, which is what you were
trying to avoid. Be careful and think about any anticipated strategy
before implementing it. This would be another topic to
include for discussion with your expert advisors.
Finally, please understand that there are no winners when
negative patient comments and social media postings occur.
Damage control can be effective when managed properly. The
strategy recommended is prevention by avoiding these situations
in the first instance. The material presented can go far
toward getting you started in implementing the procedures and
protocols needed to do so.
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Donald E. Machen, DMD, MSD, MD, JD, MBA, CFA, is the recognized authority on risk management in orthodontic practice having
initiated the discipline in the mid-1980s. He developed, moderated and presented at the AAO’s first national risk management
telecast to more than 2,600 orthodontists. He has represented orthodontists, dental specialists, general dentists and physicians
in malpractice lawsuits and other legal matters as a trial lawyer and currently is a trial court judge in Pennsylvania, having served for more
than 14 years. He is a board certified orthodontist maintaining a part-time practice and is on the orthodontic faculty of Case Western
University Dental School and The University of Pittsburgh School of Dental Medicine. He is also an adjunct professor of Law at Duquesne
University School of Law where he teaches malpractice litigation. Dr. Machen was the editor of the Legal Aspects of Orthodontic Practice
column in the AJO, writing a monthly column and has authored columns in JCO and Ortho Tribune. He lectures extensively to orthodontic
groups, both large and small, focusing on developing highly effective systems for eliminating lawsuits, optimizing patient care and increasing
practice referrals. Dr. Machen is the author of Managing Risk in Orthodontic Practice and is managing director of Risk Management
Consultants, LLC. He can be contacted at: drmachen@orthormc.com.
Hollie A. Bernstein Machen, Esq. – After graduating from the University of Pittsburgh School of Law, Hollie spent the early part of her legal career as a
litigation associate and then partner of the Bernstein Law Firm, a multi-office firm specializing in creditors’ rights. After leaving that firm to raise her three
children, Daniel, Lindsey and Roxanne, she began focusing on legal research and writing as a judicial law clerk in Pennsylvania and has remained active
in that endeavor for more than 13 years. Additionally, she spent more than five years counseling clients on financial issues as a wealth management advisor
at PNC Bank and National City Bank, earning various designations in the financial services profession including that of Certified Retirement Planning
Counselor. Presently, in addition to working with clients at Risk Management Consultants, she spends time teaching online legal research skills to attorneys
and judges as a research specialist for Westlaw and acts as practice manager for Dr. Machen’s part-time orthodontic practice.
Additional important material on managing risk in all aspects of orthodontic practice can also be found in his book, Managing Risk in Orthodontic
Practice and details about receiving a copy can be found at www.orthormc.com. |