by Dr. William V. Gierie
Diagnosis and treatment plan
A mother brought in her 10-year-old son, who was in the mixed dentition, for an orthodontic consultation. The mother reported a history of trauma to the upper-right central incisor one year earlier, with two subsequent composite restorations to repair the fractured tooth.
Clinical evaluation revealed the fractured and repaired UR1, a severe skeletal and dental Class II relationship with 15mm of overjet, severe maxillary protrusion and a severe deep bite with palatal impingement.
A Phase I treatment with a maxillary 2x4 appliance to retract the upper incisors was discussed, along with Phase II treatment with a Herbst appliance. The mother declined Phase I treatment and the patient was placed in observation until he was 12 years and one month old, at which time treatment was initiated with a Herbst appliance and braces (Figs. 1-3; Fig. 1).
Treatment progress
A cantilever crown Herbst appliance with stainless-steel crowns fitted on upper and lower first molars was cemented, along with .018 (Sondhi Rx, 3M Unitek Mini Uni-Twin) brackets U4-4 and L3-3 (-10 degree brackets place L2-2) with .014 Sentalloy archwires. Initially the patient was advanced to Class I canines and was seen every 10 weeks for adjustments, and the Herbst was advanced until the patient had 2mm of negative overjet, at which time the Herbst arms were removed.
The Herbst was active for a total of 13 months. The remaining teeth were bonded at the Herbst removal appointment. Settling elastics were used for the last two months of treatment. The total active treatment time was 28 months—with 12 adjustment visits, one Herbst delivery, one Herbst removal and one deband appointment—for a total of 15 active visits.
Treatment results
The patient was finished to Class I canines and strong Class I molars with ideal overjet and overbite. Midlines were coincident with each other and the patient’s mid-sagittal plane (Figs. 4-6).
Due to the very thick composite restoration of the UR1, the lingual surface of UR1 was aligned with the UL1 in anticipation that the patient would restore the UR1 with a much thinner veneer in the future (Fig. 7, post-restoration). The third molars had only completed crown formation and were not a concern at the deband appointment (Figs. 4-7).
Discussion
The patient presented with a 15mm overjet with both skeletal and dental components. Although the current evidence in our evidence-based orthodontic knowledge base suggests we cannot grow larger mandibles than what the patient is genetically predisposed to achieve, we probably are accelerating this growth over a shorter time period. This, coupled with a noncompliance tooth-borne device, can yield some impressive skeletal and dental changes over a relatively short treatment time.
This patient had the genetic potential to achieve a Class I skeletal relationship. Having a Herbst present 24/7 reduced the dental compensation of the upper incisors, added dental compensation to the lower incisors and perhaps condensed mandibular growth into a shorter period of time or borrowed from future mandibular growth. There were many ways this patient could have been treated to the same result. This non-compliance method is both effective and efficient in the private practice setting.
References
- Johnston, L. E. "Growing jaws for fun and profit: a modest proposal."Craniofacial Growth Series 35 (1999): 63-86.
- Tsourakis, Alexandros K., and Lysle E. Johnston. "Class II malocclusion: The aftermath of a "perfect storm"." Seminars in Orthodontics. Vol. 20. No. 1. WB Saunders, 2014.
- Johnston Jr, L. E. "Functional appliances: a mortgage on mandibular position." Australian orthodontic journal 14.3 (1996): 154.

Dr. William V. Gierie graduated from UNC Chapel Hill with dental and orthodontic degrees, and started a solo practice in Wilmington, North Carolina, in 1998. He is an associate adjunct faculty at the UNC Department of Orthodontics, and a part of the Invisalign Speakers Bureau and Clinical Advisory Board. Gierie has lectured around the world on Invisalign, TADs and lasers.
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