Townie Treatment Case: Gummy Smile Treatment With Aligners by Dr. Trevor Nichols

Townie Treatment Case: Gummy Smile Treatment With Aligners 


by Dr. Trevor Nichols


A gummy smile is characterized by the excessive display of gum tissue when a person smiles. While various dental and skeletal factors may contribute to the appearance of a gummy smile, there is also a genetic component involved. The genetic factors related to a gummy smile can be broadly categorized into dental and facial components:

Tooth size and shape
  • Hyperactive upper lip muscles. These may cause the upper lip to lift higher than usual during a smile, exposing more gum tissue.
  • Shorter teeth. People with genetically shorter teeth may be more prone to displaying excess gum tissue when smiling.
Skeletal component
  • Maxillary vertical excess. If there is an excessive vertical development of the maxilla, it can result in a gummy smile as more of the gums become visible when smiling.
Soft-tissue components
  • Lip length and mobility. A shorter upper lip or increased mobility may contribute to a gummy smile.
  • Gingival tissue thickness. Thicker gingival tissue can contribute to a gummy smile by covering more of the teeth.
Other genetic influences
  • Imbalance in facial musculature.
  • Abormal craniofacial growth patterns.
It’s important to note that while genetic factors contribute to the predisposition for a gummy smile, environmental and developmental factors can also play a role. For example, certain orthodontic issues, tooth eruption patterns and oral habits may exacerbate or mitigate the appearance of a gummy smile.


Smile evaluation
Evaluating a gummy smile involves a thorough diagnostic process to identify the underlying causes and determine an appropriate treatment plan. Dental professionals, including orthodontists, periodontists and oral and maxillofacial surgeons, typically consider several factors during the diagnostic assessment. Here are key diagnostic factors for evaluating a gummy smile:

Dental examination
  • Tooth size and shape. Disproportionately small or short teeth may contribute to a gummy smile.
  • Tooth eruption patterns. Identify any abnormalities that may contribute to the gummy appearance.
Soft-tissue examination
  • Lip mobility and length. Examine the upper lip as the patient smiles. A short upper lip or excessive mobility may contribute to the exposure of excessive gum tissue.
  • Gingival tissue thickness. Thicker tissue can contribute to a gummy smile.
  • Smile line. Assess the relationship between the upper lip and the upper teeth to determine the extent of gum exposure. This should be evaluated both as the patient smiles and when the incisal display is at rest.
Facial and skeletal evaluation
  • Maxillary vertical excess. An excessive vertical development of the maxilla can contribute to a gummy smile.
  • Facial growth patterns. Evaluate the overall growth patterns of the face, including the relationship between the upper and lower jaws.

Case study

Treatment options for a gummy smile vary and may include orthodontic treatment, orthognathic surgery, lip repositioning procedures and other cosmetic dentistry interventions. The specific approach depends on the underlying causes and severity of the gummy smile. Recently, miniscrews (TADs) have been used to affect the maxilla to treat gummy smiles.

Traditionally, I have treated these cases using braces and TADs, but for this case my goal was to use these same techniques and perform the treatment using aligners. The patient, Sara, underwent orthodontic treatment as a teen but was still unhappy with her gummy smile (Figs. 1–3), which was caused by vertical maxillary excess.

The goal for gummy smile cases is to show 100% of the central incisors and 1–2 mm of gum tissue upon full smile. Before treatment began, Sara showed approximately 9–10 mm of gum when smiling.

I like to manage these cases by first using aligners to align and level the arches, then beginning the gummy smile treatment.
Gummy Smile Aligners Case
Fig. 1
Gummy Smile Aligners Case
Fig. 2
Gummy Smile Aligners Case
Fig. 3


Visit 1
  • Take excellent records.
  • Determine if, and how much, intrusion is needed. (Anything 4 mm or more will require TADs.)
  • Scan the patient.
  • Depending upon where the intrusion is to take place, add a fixed wire to the area of intrusion. (This can be done chairside, or using a printed model.)
  • Anterior intrusion: Fixed U3–3 lingual (Fig. 4).
  • Posterior intrusion: Fixed U4–7 occlusal (Fig. 5).
Gummy Smile Aligners Case
Fig. 4
Gummy Smile Aligners Case
Fig. 5

Setup
  • Ensure intrusion is set up in the software.
  • Add buttons to upper 3s for anterior intrusion, and upper 4s and 6s for posterior intrusion.
  • Simulate bite closure.
  • Add lower buttons for elastics (Fig. 6).
  • Ensure instructions are given to maintain fixed retention.

Gummy Smile Aligners Case
Fig. 6

Visit 2
  • Deliver fixed wires, attachments, aligners and TADs.
  • Tie TADs with PC from the buttons to the TADs (Fig. 7).

Gummy Smile Aligners Case
Fig. 7

Visit 3
  • Continue replacing the PC every four weeks.
  • Evaluate torque and ensure the patient is wearing trays.

When intrusion is complete
  • Tie TADs to buttons with elastics thread or stainless steel ligature wire (Fig. 8).
  • Instruct the patient to wear medium side elastics.

Gummy Smile Aligners Case
Fig. 8

Final steps
  • Remove all buttons, TADs and fixed wires. If needed, a final refinement can be done to settle the occlusion and detail.
  • Most cases will require gingival contouring at the end of treatment.
  •  
Sara’s case (final photos seen in Figs. 9–11) was treated in 18.5 months.

Gummy Smile Aligners Case
Fig. 9
Gummy Smile Aligners Case
Fig. 10
Gummy Smile Aligners Case
Fig. 11



Author Bio
Dr. Trevor Nichols Dr. Trevor Nichols attended Arizona State University, where he completed a bachelor’s degree in science and fitness and graduated as valedictorian. He then attended the Arizona School of Dentistry and Oral Health for his doctoral training, where he served as class president. While there, he also completed a certificate in dental public health. After obtaining his DMD, Nichols completed his specialty training in orthodontics at ASDOH and earned a master’s degree while completing research on TMD. He has also received inaugural awards in clinical excellence and leadership. Nichols is involved in organized orthodontics and as a lecturer educates other orthodontists and residents in the creation of beautiful, healthy, life-lasting smiles.


 
Sponsors
Townie® Poll
Do you have a dedicated insurance coordinator in your office?
  
Sally Gross, Member Services Specialist
Phone: +1-480-445-9710
Email: sally@farranmedia.com
©2025 Orthotown, a division of Farran Media • All Rights Reserved
9633 S. 48th Street Suite 200 • Phoenix, AZ 85044 • Phone:+1-480-598-0001 • Fax:+1-480-598-3450