A Tale of Two Cases by Dr. Daniel J. Grob

A Tale of Two CasesAn examination of 40 years of orthodontic evolution through comparative case studies on Class II malocclusions

by Dr. Daniel J. Grob



Introduction
As an experienced orthodontist reflecting on 40 years of practice, I have seen the profession go through many changes involving technology as well as technique. Many of the changes are nothing more than returning to well-accepted practices that have been supported by the profession for years. Other changes are new, stemming from advancing technologies and perceptions from not only providers but the patient population as well.

Looking back at my practice since being eligible to retire for the first time, it would have been easier to quit working and stop accepting new patients than to keep up with recent advances. If I were to overgeneralize the changes in treatment philosophies during the past several decades, I can say I have seen a shift from 2D, linear tooth size and cephalometric analysis towards a 3D volumetric facial aesthetics approach.

A good example is the dilemma and common challenge of treatment of Class II patients. A problem for orthodontists for decades, there are hundreds of articles, research topics and devices devoted to this topic.

A patient of mine, who recently had her braces removed and retainers placed, reminded me of the changes and philosophies that I have gone through during the past decades. Many years ago, to present cases to the American Board of Orthodontics (ABO), several types of patients needed to be selected. One of them was a Class II Division I patient with a significant amount of crowding in the mandible.

The wording of this requirement invites the removal of permanent teeth. In this era, practicing with a pediatric dentist has pretty much eliminated my need or desire to remove permanent teeth.


Then and now
Upon entering the profession, one of the first pieces of published research I was exposed to was that of Little in 1981.1 After analyzing dozens of treated four bicuspid extraction cases 10 and 20 years into retention, he was unable to point to any pretreatment finding that would predict stability. Additionally, less that 30 percent of treated patients had satisfactory lower incisor alignment into retention.

Just like that, the profession’s concepts of diagnosis, retention and stability were shattered. In response to these findings, my training emphasis was placed on tooth size analysis as reported by Bishara in 1984, utilizing such factors as linear measurements of teeth erupted and not, as well as curve of Spee, and a greater appreciation for cephalometrics as advocated by McNamara in 1984.2,3 In this paper, sagittal relationships of upper and lower incisors as well as positions of the maxilla and mandible to the cranial base were explored. In addition, serial superimpositions were discussed to allow for research and study of treatment planning and results. It was hoped that greater analysis would lead to better treatment decisions and therefore, better outcomes.

About this same time, since traditional diagnostic criteria were not able to predict stability for the long-term, Roth advocated for a gnathological approach to treatment, basing his philosophy on the need for centric relation-centric occlusion coincidence.4,5 This approach was disputed by Rinchuse in countless discussions and, quite frankly, arguments and most recently in a guest editorial in the American Journal of Orthodontics and Dentofacial Orthopedics.6

At around the same time, McNamara was introducing to North America the Frankel appliance.7 Intrigued by the success he saw in Europe with “functional regulator” appliances, or devices that utilize muscular forces to shape the treatment result, he lectured and published on the Frankel appliance. This of course led to many other devices, such as the Bionator and Teuscher appliances being utilized for treatments in Class II patients.

With that said, I am honored and privileged to present patients who I treated during that era, with a malocclusion that was accepted by the ABO and treated to the standards of that time.


Case Presentation 1
History and etiology
  • 11-year-old female with the chief concern of severe protrusion of the teeth (Fig. 1).
  • No thumb- or finger-sucking, although it appeared as if lip-sucking was present.
  • Nasal and mouth breathing were utilized.
  • Etiology of the malocclusion was hereditary with some environmental influences.
Grob 40 year Case evolution
Fig. 1


Diagnosis

  • Class II Division 1.
  • Crowding and irregularities were moderate to severe in the maxillary arch with a tapering arch form (Fig. 2).
  • Crowding in the mandibular arch was moderate to severe with a rounded arch form.
  • Overbite and overjet were both excessive.
  • Panoramic radiograph indicated all teeth were present and accounted for and that development of the unerupted teeth was slightly delayed for age and gender (Fig. 3).
  • The cephalometric radiograph showed good symmetry. The airway appeared adequate (Fig. 4).
  • The cephalometric analysis indicated a Class II skeleton because of maxillary protrusion relative to the cranial base and the occlusal plane.
  • The temporomandibular joints functioned without noise and with an acceptable range of motion.
  • The photographs indicated lip incompetence at rest with a slight strain during forced closure.
  • An acceptable amount of gingiva was displayed during a broad smile.
  • The periodontal tissues were healthy, pink and firm.
Grob 40 year Case evolution
Fig. 2
Grob 40 year Case evolution
Fig. 3
Grob 40 year Case evolution
Fig. 4

Treatment plan
  • Reduce the severe maxillary dental and skeletal protrusion with a removable functional appliance.
  • Remove the influence of the lower lip on the malocclusion.
  • Eliminate crowding.
  • Create a better arch form in the maxilla for proper tongue placement.
  • Develop a Class I mutually protected occlusion.
  • Create better facial balance and relaxed musculature.
  • Because of the patient’s age, a one-phase treatment plan was utilized.

Treatment progress
  • A Bionator removable functional appliance was utilized for approximately 12 months full time to reduce protrusion, allow for mandibular growth and assist in developing lip seal during closure (Fig. 5).
  • All four second bicuspids were removed to help alleviate the remaining crowding and protrusion.
  • An .022 slot straight wire appliance was placed.
  • Round and rectangular wires through .018 x .025 were utilized to align, level and coordinate the arches.
  • Class II elastics and a transpalatal bar were utilized to back up anchorage in the maxilla and complete correction of the anterior-posterior discrepancy.
  • Spaces were closed with elastic chain.
  • .018 round and .017 x .025 braided rectangular wires were utilized to finish and detail the occlusion.
Grob 40 year Case evolution
Fig. 5

Retention
The appliances were removed after 44 months of treatment. A maxillary Begg and a mandibular Hawley retainer were delivered with instructions to wear full time for three months followed by nighttime wear. Third molars had recently been removed.


Final evaluation

  • The treatment objectives were met with the help of a very cooperative patient (Fig. 6).
  • Tooth alignment is excellent (Figs. 7 and 8).
  • Facial balance is appropriate for the skeletal pattern (Fig. 9).
  • Superimpositions indicate favorable mandibular growth and slippage of anchorage in the mandibular arch (Fig. 10).
  • The maxillary incisors were retracted (and slightly under-torqued) while the mandibular incisors essentially remained in the same position.
  • Favorable mandibular growth appears to have assisted in this nice result.
Grob 40 year Case evolution
Fig. 6
Grob 40 year Case evolution
Fig. 7
Grob 40 year Case evolution
Fig. 8
Grob 40 year Case evolution
Fig. 9
Grob 40 year Case evolution
Fig. 10

James McNamara’s philosophies continue to this day as a key influencer in my decision-making over the years.8 His articles on the transverse discrepancies and mixed dentition treatment have left a big mark on my day-to-day decision-making. Likewise, Gianelly has advocated for the timely use of space maintainers, which he claims reduces the need to remove permanent teeth in more than three-quarters of patients.9

With the shift towards transverse analysis and non-extraction treatment, expansion and non-headgear or noncompliance treatment began to make headway. Pancherz provided the basis for modern Herbst treatment and confirmed that concerns over TMJ and disc were not warranted.10,11

You can only imagine that after years of gnathological and bioprogressive treatment, practitioners were concerned about TMJ health. Dischinger modified the plan to include bracketing with edgewise appliances in order to provide active tooth movement of the upper and lower incisors while advancing the mandible.12

Sarver improved on the traditional approach to fixed appliance design with his articles on cosmetic orthodontics centered on smile arc.13 Pitts described how bracket placement can achieve the desired appearance of the incisors and buccal corridors. The takeaway from both authors is that the occlusal plane is being modified to provide for a more cosmetic smile.14 Both authors also credit the prosthodontic literature for modifying their approach to a more cosmetic denture smile.

In summary, the second half of my practice career has been devoted to creating the most aesthetic smile utilizing functional forces and eliminating habits that could cause relapse. With that said, I proudly present the results of my most recent efforts.


Case Presentation 2
History and etiology
  • Patient is a 7.5-year-old female with chief concern protrusion of the teeth (Fig. 11).
  • There was a history of thumb- or finger-sucking (Fig. 12).
  • Nasal and mouth breathing were utilized.
  • Based on the clinical examination and the family history, it was postulated that the etiology of the malocclusion was hereditary with oral habit influences.
Grob 40 year Case evolution
Fig. 11
Grob 40 year Case evolution
Fig. 12

Diagnosis
  • The angle classification of the malocclusion was Class II Division 1.
  • Crowding and protrusion were moderate to severe in the maxillary arch with a tapering arch form.
  • Crowding in the mandibular arch was minimal with a rounded arch form.
  • Overbite and overjet were both excessive.
  • The panoramic radiograph indicated that all teeth were present and accounted for.
  • Development of the unerupted teeth was age appropriate (Fig. 13).
  • The cephalometric radiograph showed good symmetry (Fig. 14).
  • The cephalometric analysis indicated a slight Class II skeleton because of mandibular retrusion and maxillary flared teeth (Fig. 15).
  • The temporomandibular joints functioned without noise and with an acceptable range of motion.
  • Large adenoids were visualized (Fig. 16).
  • The photographs indicated lip incompetence at rest with a slight strain during forced closure.
  • An acceptable amount of gingiva was displayed during a broad smile.
  • The periodontal tissues were healthy, pink and firm.
Grob 40 year Case evolution
Fig. 13
Grob 40 year Case evolution
Fig.14
Grob 40 year Case evolution
Fig. 15
Grob 40 year Case evolution
Fig.16

Treatment plan
  • A two-phase treatment plan was utilized.
  • The first phase was to develop width and arch coordination (Fig. 17).
  • The second phase was to eliminate the retrusion and protrusion with a fixed Herbst appliance and orthodontic brackets and wires (Fig. 18).
  • Create a better arch form in the maxilla for proper tongue placement.
  • Develop a Class I mutually protected occlusion. Create better facial balance and relaxed musculature.
Grob 40 year Case evolution
Fig. 17
Grob 40 year Case evolution
Fig.18

Treatment progress
  • The first phase utilized a Haas expander followed by limited brackets and wires for approximately 18 months.
  • A period of 14 months of in-between awaiting the eruption of the lower first bicuspids.
  • A Herbst appliance was placed for one year followed by self-ligating brackets and wires for a total time of 2.5 years.
  • Round and rectangular wires through .019 x .025 were utilized to align, level and coordinate the arches.
  • Elastics were utilized along the way to settle and perfect the occlusion.

Retention
All appliances were removed after 4.5 years under care, although some of the time was between Phase 1 and Phase 2. An upper Essix retainer and lower bonded 3-to-3 retainer were delivered. The patient was seen at three months and told to go to nighttime wear of the upper retainer. Third molars are being monitored.


Final evaluation
  • The maxillary incisors were retracted while the mandibular incisors essentially remained in the same position (Fig. 19).
  • Tooth alignment is excellent (Figs. 20 and 21).
  • Facial balance is appropriate for the skeletal pattern (Fig. 22).
  • Favorable mandibular growth appears to have assisted in this nice result (Fig. 23).
  • The adenoids have regressed as well as the minimal cross section airway space improving (Fig. 24).
  • The superimposition indicates forward and downward growth and maxillary incisor retraction (Fig. 25).
Grob 40 year Case evolution
Fig. 19
Grob 40 year Case evolution
Fig. 20
Grob 40 year Case evolution
Fig. 21
Grob 40 year Case evolution
Fig. 22
Grob 40 year Case evolution
Fig.23
Grob 40 year Case evolution
Fig. 24
Grob 40 year Case evolution
Fig.25

Conclusion
Two patients with similar malocclusions were both treated with functional appliances and fixed appliances to reduce the overjet and develop the arches. In one patient, the decision to remove teeth was followed with fixed appliances. In the second patient, the decision was made to not remove permanent teeth. Although both have good results, I do believe that a broader smile was present in the non-extraction patient. Treatment time was approximately the same for both patients. However, the patient started earlier was able to finish treatment before high school while the other patient continued treatment later.

References
1. Little, RM Stability and relapse of mandibular anterior alignment first premolar extraction cases treated by traditional edgewise appliances AJO/ DO 80:4 349-365
2. Bishara SE Mixed dentition mandibular arch length analysis: A step by step approach using the revised Hixon-Oldfather prediction method AJO/DO 86:2 130-135
3. McNamara JA A method of cephalometric evaluation AJO/DO 86:6 pp449-469
4. Roth, Functional Occlusion for the Orthodontist JCO January 1981
5. Roth, The Straight Wire appliance 17 years later JCO Sept 1987
6. Rinchuse, The Roth Rinchuse debate, its been 25 years AJO/DO 2021;159:1141-6
7. McNamara JCO interviews Dr. James McNamara on the Frankel Appliance 1982 May
8. McNamara Maxillary Transverse Deficiency AJO/DO 117;5 567-570
9. Gianelly Treatment of Crowding in the Mixed Dentition AJO/DO 121;6 569-571
10. Panccherz The Herbst appliance-Its biologic effects and clinical use AJO/ DO 87;1 1-20
11. Pancherz, Mandibular articular disk position changes during Herbst treatment. A prospective longitudinal MRI study
12. Dischinger Edgewise Bioprogressive Herbst Appliance JCO 1989 September
13. Sarver, David, The importance of incisor positioning in the esthetic smile AJO/ DO 120;2 98-111
14. Pitts, Thomas Bracket positioning for smile arc protection JCO 2017 March

Author Bio
Dr. Daniel J. Grob Dr. Daniel J. Grob completed his dental, orthodontic and prosthodontic schooling at the Marquette University School of Dentistry. He has practiced in Tucson and Phoenix, Arizona, for more than four decades.
Grob is a diplomate of the American Board of Orthodontics, a member of the American Association of Orthodontics and the American Dental Association, and the former editorial director of Orthotown magazine. Grob is a member of the Orthotown editorial advisory board.



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